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‘Extensive and serious’ failures result in another UGC-related cancellation

The fallout for individuals connected with United Global Capital has continued, with an auditor losing their ...

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Family oriented advice could close the gap, but conflict of interest is important

With advice becoming increasingly inaccessible for younger Australians, utilising family networks could be key to ...

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Sequoia continues governance refresh with director appointment

Sequoia Financial Group has appointed Sophie Chen as an executive director, following her work on the firm’s ...

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Gambling adviser’s client claims hit CSLR, former firm loses licence

The CSLR has started paying victims of a jailed adviser who gambled away client money, triggering the regulator to ...