Former NAB, ASIC exec approaches Dover advisers :

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Consultant calls for ‘restricted’ product advice
ASIC should follow the UK’s lead and adopt ‘tied’ or ‘restricted’ advice that deals exclusively with in-house product, says NMG Consulting. Read more
Fitzpatricks Group names three new execs
Fitzpatricks Group has made three senior appointments to bolster its advice offering and assist advisers in servicing their clients. Write comRead more
Former NAB, ASIC exec approaches Dover advisers
Dover has notified its authorised representatives about a licensing offer from a third party to take on those still “unassigned” to new AFSLs, witRead more
CBA blocks access to Dover advisers
The Commonwealth Bank’s product manufacturing subsidiaries have suspended payments and withdrawn authority for authorised representatives of soon-toRead more
ANZ launches adviser wellness portal
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IOOF Alliances launches service for self-licensed advisers
IOOF Alliances will provide its members with access to AFSL support services through a partnership with compliance firm Integrity Compliance. Read more
Former adviser convicted for dishonest conduct
An adviser previously licensed by now-defunct dealer group Australian Financial Services has been convicted in the NSW District Court on charges brougRead more
IFA sector digs deep for Dover
The independent and non-bank financial advice community is opening doors for former Dover authorised representatives, despite the regulator’s steelyRead more
‘Information asymmetry’ a difficulty for advisers
The difference in the amount of information that humans can process compared with artificial intelligence services will prove to be a “key challengRead more
ASIC takes Westpac to court over poor advice
The corporate regulator has commenced civil proceedings against Westpac over poor financial advice provided by a now-banned adviser. Write comRead more
AFCA names new chief executive
The Australian Financial Complaints Authority (AFCA) has announced that Australian Charities and Not-for-profits Commission assistant commissioner DavRead more
Restrictions to be placed on pension loan advice
Financial advisers will need to be authorised under an Australian Credit Licence to provide advice on the pension loan scheme under recently proposed Read more
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