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Adrian Flores

AUTHOR | No. of articles: 1133

Adrian Flores is a deputy editor at Momentum Media, focusing mainly on banking, wealth management and financial services. He has also written for Public Accountant, Accountants Daily and The CEO Magazine. You can contact him on [email protected].

Westpac

News

Westpac penalised $9.15m for poor advice

19 December 2019 • Hits: 7066
The Federal Court of Australia has ordered Westpac to pay a penalty of $9.15 million in respect of 22 contraventions of ...Read More
Advisers

Opinion

Leveraging data and research to better serve advisers

19 December 2019 • Hits: 2279
Advice is evolving at a rapid pace – shifting from a world of product distribution to true client-centric advice. Toda...Read More
Brie Williams

News

Advisers should outsource portfolio management: SSGA

19 December 2019 • Hits: 2547
A new report has highlighted the business growth potential of advice practices outsourcing their portfolio management as...Read More
Phillip Kingston

News

Digital advice transcends age stereotypes, research finds

19 December 2019 • Hits: 2056
A fintech’s research into its digital advice platform has found that users from right across the age spectrum utilisin...Read More
AMP

News

AMPFP drops MDA services following ASIC probe

18 December 2019 • Hits: 5192
AMP Financial Planning has stopped providing managed discretionary account (MDA) services following the imposition of ta...Read More
Lifespan expands compliance team

News

Lifespan expands compliance team with two new hires

18 December 2019 • Hits: 2786
Dealer group Lifespan Financial Planning has boosted its compliance team with appointments joining from MLC Wealth and S...Read More
NAB

News

NAB taken to court for fees for no service

17 December 2019 • Hits: 8013
ASIC has commenced civil penalty proceedings in the Federal Court against NAB and is seeking findings of several thousan...Read More
NAB

News

NAB trustee meets extra licence conditions, says ASIC

17 December 2019 • Hits: 2456
The superannuation trustee of NAB, NULIS Nominees (Australia), has met the additional licence conditions put on it as a ...Read More
Cancellations

News

Industry funding model spurring AFSL cancellations

17 December 2019 • Hits: 3024
A new ASIC report reveals it has received an “atypically large” volume of AFSL cancellation applications as a result...Read More
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