The corporate regulator has permanently banned a former Commonwealth Bank-aligned adviser from Victoria from providing financial services.
Anneliese Ada Willmott is is a director of Polaris Financial Services and was an authorised representative of a CBA-owned financial planning firm Financial Wisdom from 12 November 2015 until 10 August 2017, ASIC said in a statement.
ASIC found Ms Willmott had:
ASIC noted Ms Wilmott has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC’s decision.
Adrian Flores is a deputy editor at Momentum Media, focusing mainly on banking, wealth management and financial services. He has also written for Public Accountant, Accountants Daily and The CEO Magazine.
You can contact him on [email protected].
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