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Sequoia denies any ‘undisclosed information’, but further trading concerns emerge

The financial services company’s woes continue amid reports that Ferras Merhi’s licensee, FSGA, invested client funds in ...

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Former adviser hit with dishonest conduct charges over robotic trading tech

A former financial adviser has been charged over dishonest conduct, having allegedly encouraged individuals to acquire ...

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Eliminating conflicts: The advantages and caveats of being independent

Becoming an independent adviser can help remove conflicts of interest and signal that there is “no undue influence” in ...

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Fitzpatricks announces more changes to senior leadership

Fitzpatricks Financial Group has announced a reshuffle of its senior leadership as a veteran executive steps down