They discuss high-profile failures like Dixon Advisory, Shield, and First Guardian, and the legislative and regulatory changes needed to ensure the CSLR’s long-term sustainability.
Tune in to hear:
- The complexities of addressing financial firm failures, including Dixon Advisory and United Global Capital.
- Legislative and regulatory improvements that could strengthen the CSLR for the future.
- How transparency and ethical advice are crucial to maintaining trust in the financial advice profession.
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