We are a new dealer group managed by advisers for advisers, we understand the issues you face in your business each and every day because we face them too. We understand the need to balance compliance with the overall cost of doing business. We know that the most important person in your business – your client – is often the one who suffers because of the onerous compliance burden we as advisers must manage. Our aim is to help you to provide an exceptional service to your clients in an increasingly compliance centric environment, ensuring you are meeting all your obligations as an adviser, and still able to provide your clients the attention they deserve.
Our APL is fully researched by Lonsec yet we are nimble enough to be able to consider boutique investment opportunities that arise from time to time. We understand the need for you to be able to access quality investments and our APL is one of the broadest in the market, if it is rated by Lonsec as investment grade or higher, we will have it available on our APL.
Our compliance processes are in place to ensure everyone is kept safe, – you, the licensee and the client. We have internal and external compliance consultants in place along with a well-respected law firm to ensure that we are interpreting and applying regulations correctly. We want to ensure that we are compliant yet still able to deliver advice in an efficient and cost-effective manner that the client will understand.
We are not aligned to any banking institution or product company yet have an exceptionally strong balance sheet as part of a soon to be listed group. This provides us with the ability to assist you to grow your business through acquisition and business succession options. This also ensures we have the resources to properly manage and maintain our licenses and the dealer group.
We truly are a unique dealer group, run by advisers for advisers.
Learn more about us by visiting ad-advisory.com.au or contact us at 1300 853 764
