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Unpacking compliance with FASEA standards

Bryan Ashenden

After appearing as a panelist on ifa Live: Transition to professionalism: FASEA, education and the challenges for advisers, Bryan Ashenden, head of financial literacy and advocacy at BT Financial, delves into the finer details of the FASEA standards with host Sarah Kendell on this episode of The ifa Show.

Bryan shares the key concerns he’s hearing from advisers regarding sitting the exam remotely and which standards advisers are finding most challenging at the moment.

He also explains what constitutes “informed consent”, how advisers can compliantly structure referral arrangements in line with standard 3, and what qualifications are needed in order to enter one’s professional year.