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ASIC to ‘fully implement’ Hayne recommendations :

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ASIC takes court action against former adviser
The corporate regulator has begun proceedings in court against a former adviser and his firm, alleging it was providing financial services with no licRead more
NAB FP seeks resolution of false witness investigation
NAB Financial Planning says it has proactively contacted all 2,520 clients it identified as being impacted by falsely witnessed beneficiary nominationRead more
High demand for advisers and paraplanners in 2019
Demand will be high for both advisers and paraplanners in the first half of 2019 as new educational requirements kick in and the Hayne royal commissioRead more
Foreign adviser qualification standards finalised
The Financial Adviser Standards and Ethics Authority has published its foreign qualification standard policy that includes a two-step assessment proceRead more
ANZ pushes on with wealth sale to IOOF
ANZ has agreed to an amendment to its contracts with IOOF allowing it to continue with the sale of its wealth management businesses. Write comRead more
Industry fund makes advice market move with hires
A super fund with $58 billion in funds under management has hired two new business development managers within its retail advice team as part of efforRead more
FASEA locks in educational pathways policy
The Financial Adviser Standards and Ethics Authority has finalised its policy around educational pathways for advisers, including a defined recognitioRead more
ASIC imposes conditions on Sydney licensee
The corporate regulator has handed down additional conditions on a Sydney-based AFSL amid concerns about its compliance framework. Write commeRead more
More investors taking on smart beta ETFs
Research from VanEck reveals that investors are increasing their allocation towards smart beta ETFs, as opposed to market capitalisation and active sRead more
Managed Accounts shakes up senior team
Platform provider Managed Accounts made several changes to its distribution and executive teams, while its group CFO announces his resignation. Read more
Advisers to embrace AI ahead of FASEA code
FASEA’s code monitoring scheme presents a good opportunity for advisers to leverage the full potential of artificial intelligence and machine learniRead more
ASIC suspends Sydney-based AFSL
The corporate regulator has suspended the AFSL of Halifax Investment Services less than two months after voluntary administrators were appointed. Read more
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