The corporate regulator has begun proceedings in court against a former adviser and his firm, alleging it was providing financial services with no licRead more

NAB Financial Planning says it has proactively contacted all 2,520 clients it identified as being impacted by falsely witnessed beneficiary nominationRead more

Demand will be high for both advisers and paraplanners in the first half of 2019 as new educational requirements kick in and the Hayne royal commissioRead more

The Financial Adviser Standards and Ethics Authority has published its foreign qualification standard policy that includes a two-step assessment proceRead more

ANZ has agreed to an amendment to its contracts with IOOF allowing it to continue with the sale of its wealth management businesses. Write comRead more

A super fund with $58 billion in funds under management has hired two new business development managers within its retail advice team as part of efforRead more

The Financial Adviser Standards and Ethics Authority has finalised its policy around educational pathways for advisers, including a defined recognitioRead more

The corporate regulator has handed down additional conditions on a Sydney-based AFSL amid concerns about its compliance framework. Write commeRead more

Research from VanEck reveals that investors are increasing their allocation towards smart beta ETFs, as opposed to market capitalisation and active sRead more

Platform provider Managed Accounts made several changes to its distribution and executive teams, while its group CFO announces his resignation. Read more

FASEA’s code monitoring scheme presents a good opportunity for advisers to leverage the full potential of artificial intelligence and machine learniRead more

The corporate regulator has suspended the AFSL of Halifax Investment Services less than two months after voluntary administrators were appointed. Read more