UK bank Barclays has announced it will compensate former clients of its now-defunct financial planning arm whose details were sold to rogue traders.
The City of London police is now investigating the matter, the newspaper reported, with the bank announcing that “a gesture of good will” is forthcoming.
Investigators are looking into the involvement of London fund manager First Asset Management, which reportedly “closed down suddenly last September amid complaints from angry investors”.
The corporate regulator has cancelled the licence of three Queensland-based fina...
The majority of the company’s advisers have transferred to another licence as ...
ASIC has fired a warning shot at real estate agents providing unlicensed advice ...
Get the latest news! Subscribe to the ifa bulletin
Get notifications in real time and stay up to date with content that matters to you.
