
The owner of a financial advice boutique in liquidation personally notified ASIC of his concerns in the lead-up to the firm's collapse and the subsequent regulatory intervention.
"Meridien Wealth is one of our practices and has a very good compliance rating,” he said.
The corporate regulator addressed concerns with the new regime. ...
The digital solution has launched. ...
The digital platform for financial advisers and accountants has confirmed the new appointment. ...